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Xincheng announces multiple strategies and flexible allocation of hybrid securities investment funds (LOF) to participate in the fund subscription fixed investment fee rate promotion of China CITIC Bank _Sina Technology_Sina.com




Original title: Announcement of Xincheng Multi-Strategy Flexible Configuration Hybrid Securities Investment Fund (LOF) participating in China CITIC Bank Fund subscription fixed investment fee rate promotion

To appreciate the long-term trust and support of investors, China CITIC Bank Co., Ltd. (Hereinafter referred to as “China CITIC Bank”) after negotiations with CITIC-Prudential Fund Management Co., Ltd. (Hereinafter referred to as the “Company”) subordinates Xincheng Multi-Strategy. The Hybrid Securities Investment Fund (LOF) (code: 165531, hereinafter referred to as “Fund”) is flexibly allocated to join the CITIC Bank Fund and participate in regular fixed investment interest rate preferential activities. The specific layout is as follows:

1. Activity time and activity plan

1.Activity time: November 18, 2020 to November 18, 2021

2. Event plan: During the event period, investors can receive a 10% discount on the commission rate through CITIC Bank’s fund subscription and subscription. The original flat rate continues to apply before the discount rate becomes a flat rate.

Two important tips

1. The details of the event are subject to announcements and related adjustments by China CITIC Bank.

2. Please refer to the fund contract, guide, product information summary and related announcements for specific subscription rates for this fund.

3. In order for investors to understand the details of this fund, please carefully read the fund agreement, brochure and product information summary and other legal documents and related business announcements posted on the company website (www.citicprufunds.com.cn). Depending on the risk return characteristics of the investment fund and your situation, we purchase products that meet the risk tolerance range.

3. Investors can consult the relevant details through the following channels.

1. China CITIC Bank Co., Ltd.

Customer service phone: 95558

Web site: www.citicbank.com

2. CITIC- Prudential Fund Management Co., Ltd.

Customer Service Tel: 400-666-0066

Company website: www.citicprufunds.com.cn

Yes, danger warning

Fund Managers are committed to managing and using the Fund’s assets in accordance with the principles of honesty, reliability, integrity and due diligence, but there is no guarantee that the Fund will be profitable or guarantee minimal returns. The fund’s past performance is not indicative of future performance. Investments involve risks, so investors are advised to carefully read the fund’s relevant legal documents, pay attention to the fund’s inherent risks, and select investment products that meet the risk tolerance.

CITIC- Prudential Fund Management Co., Ltd.

November 18, 2020

Xincheng CSI 300 Index Grade Stock Information

Fund Contract Modification Investment Fund Announcement

With the consent of the State Council, the “Guidelines on the Regulation of Financial Institutions Asset Management Business” jointly issued by the People’s Bank of China, the Bank of China Insurance Regulatory Commission, the China Securities Supervisory Commission, and the state of foreign currency states that public offering products are not subject to stock classification Is doing. And after the transition period is required, “Financial institutions will not reissue or continue asset management products that violate the provisions of this opinion”. In order to fulfill the above requirements, fund manager CITIC-Prudential Fund Management Co., Ltd. in accordance with the “Administrative Measures on the Management of Public Stock Investment Funds” and related laws and regulations. (Hereinafter referred to as the “Company” or “Fund”) “Manager”) amends the fund contract of the Trustworthy Shanghai-Shenzhen 300 Index Graded Securities Investment Fund (hereinafter referred to as the “Fund”) and contact regulatory authorities for recording. Reported. Amendments to this legal document are carried out in accordance with the relevant laws and regulatory requirements, and are subject to the provisions of the relevant laws and the agreement of the fund contract. The amendment of the fund contract includes the cancellation of the rating mechanism in accordance with regulatory provisions, accordingly, reliable CSI 300A shares (exchange abbreviation: CSI 300A, fund code: 150051) and reliable CSI 300B shares (exchange abbreviation: Shanghai) Shenzhen 300B, fund code : 150052), the end of work, including listing and stock conversion and other subsequent work. Specific modifications are detailed in the attachment.

Important hint:

1. Changes to this fund contract will take effect from November 19, 2020.

2. Time adjustments for closing of the Trustworthy Shanghai and Shenzhen 300A shares and Trustworthy Shanghai and Shenzhen 300B shares of the Fund will be announced separately by the Fund Manager.

3. The company submits the revised fund contract to the company website (www.citicprufunds.com.cn) and the fund manager, China Securities Supervisory Commission Fund electronic disclosure website (http://eid.csrc.gov.cn/fund). Post it. The Fund’s Business Statement and Fund Product Summary will be updated at that time.

Hazard warning:

1. After the fund revises its fund contract, the impact of various shareholders is listed in the following table.

Note 1: “Before Announcement” means before this announcement.

Note 2: “Unchanged” means no change compared to before this announcement.

Note 3: DA = A level share price / A level share net value -1; DB = B level share price / B level share net value -1; LB = base stock net worth / (B level stock net value × B level stocks / (A class stocks + Class B stocks));

LB changes as the net value of the underlying stock changes, and the net value of the underlying stock changes as the underlying index rises or falls.

(1) Trusted CSI 300A shares and trusted CSI 300B shares may have discounts and premiums, so discount and premium rates may change significantly after fund contract changes. You may suffer even greater losses in the future (see Risk Warning Clause 4 and revised Fund Contract Terms for specific conversion methods and examples). Investors participating in secondary market transactions should pay particular attention to the risks posed by discounts and premiums.

(2) Xincheng CSI 300A stock has the characteristics of low expected risk and relatively stable expected return, but after stock conversion, Xincheng CSI 300A stock holders have high expected risk and high expected return. Since the trusted CSI 300 stock is the underlying stock that tracks the CSI 300 index, the net stock value will change as the underlying index rises and falls. Originally trusted CSI 300A shareholders run the risk of loss due to market decline.

Xincheng CSI 300B stock has certain leveraged properties with high expected risk and relatively high expected return. However, after the stock conversion, Xincheng CSI 300B stock holders have a higher expected risk, a reliable CSI 300 share with a higher expected return. Since the trusted CSI 300 stock is the primary stock that tracks the CSI 300 index, it has no leverage function and the net value of the fund stock changes as the underlying index rises or falls. Leverage gains and losses are formed, but the original Xincheng CSI 300B shareholders still face the risk of losses due to the market decline.

2. Before the shares of Xincheng CSI 300A and Xincheng CSI 300B are converted to Xincheng CSI 300 shares, holders of Xincheng CSI 300A shares and Xincheng CSI 300B shares can withdraw in two ways.

(1) You sell the Fund’s stock at the market price on the market.

(2) Buy an equal amount of corresponding shares on the market (i.e. Xincheng CSI 300A stock holders buy the same amount of Xincheng CSI 300B shares or Xincheng CSI 300B stock holders buy the same amount. 300A shares), reliable Shanghai and Shenzhen 300 shares according to the net value of the fund, the reliable Shanghai and Shenzhen 300 shares are merged to apply for repayment on-site or transfer to off-market and then apply for repayment.

3. After this fund contract is amended, Xincheng CSI 300A shares and Xincheng CSI 300B share holders can choose to sell or redeem on the market, so the number of shares in the market may decrease significantly. Investors with insufficient liquidity in the field should pay particular attention to liquidity risks.

4. Trusted Shanghai and Shenzhen 300A shares and trusted Shanghai and Shenzhen 300B shares, based on the net worth of the fund’s trusted Shanghai and Shenzhen 300 shares at the end of the stock conversion date, are the respective net fund shares (secondary market price Not). ) After conversion to CITIC Shanghai, Shenzhen 300 shares, the trusted CSI 300A shares and trusted CSI 300B shares held by the fund holders of Trustworthy CSI 300B shares are rounded to an integer (the smallest unit is 1), and the balance is in the fund assets. Included.

Fund stock holders who traded premiums prior to conversion will suffer losses due to the extinction of the premium.

The number of fund units held by fund unit holders of Trustworthy CSI 300A Unit and Trustworthy CSI 300B Unit will change after conversion. Here is an example:

Assuming the base date of unit conversion, the net worth of Trusted CSI 300 Shares, Trusted CSI 300A Shares, and Trusted CSI 300B Shares is 0.900 RMB, 1.010 RMB, and 0.790 RMB, respectively, and investors A, B and C. We hold 100,000 shares of CITIC CSI 300, CITIC CSI 300A shares, and CITIC CSI 300B shares each in the market. Changes in the equity holdings in the fund are shown in the following table.

5. After Xincheng CSI 300A shares and Xincheng CSI 300B shares are converted to Xincheng CSI 300 shares, Xincheng CSI 300 shares cannot be traded in the secondary market, and investors can apply for fund share redemption in the market. After transferring the custody off-market, apply for a fund share redemption. Some investors may not be able to apply for redemption directly due to securities companies or other reasons that are not eligible to sell the fund. After transferring the childcare rights off-market, you must apply for redemption or transfer the custody rights to a securities company that is eligible to sell the fund. Application for reimbursement.

6. According to the relevant business rules of China Securities Depository and Clearing Co., Ltd., after the merger of Shinsung CSI 300A shares and Shinsung CSI 300B shares or converted to Shinsung CSI 300 shares, CSI 300 is certain of the holding period in the fund. It is calculated from the day the stock is confirmed.

According to the “Open Securities Investment Fund Liquidity Risk Management Regulations” and the fund manual, the fund’s redemption fee rate is as follows.

(1) Off-site redemption rate

The redemption fee is borne by the fund unit holder who redeems the fund unit and is collected when the fund unit holder redeems the fund unit. The redemption fee rate decreases as the holding time of the fund unit increases as follows:

(Note: Calculation of the redemption stock holding period starts from the registration date of the registered stock. 365 days for one year, 730 days for two years, etc.)

The 300 shares of Xincheng CSI and Shenzhen transferred from the on-site storage to the on-site are redeemed on-site, and the holding period is calculated from the date of registration confirmation of the original on-site stock registered by the registrar.

(2) On-site repayment rate

The floor redemption rate is a fixed value of 0.5%, and the redemption rate is 1.5% if the consecutive holding period is less than 7 days.

The fund redemption fee is borne by the fund unit holder who redeemed the fund unit and is charged when the fund unit holder redeems the fund unit. The redemption fee charged to investors with a holding period of less than 7 days is fully included in the fund’s assets, and the redemption fee charged to investors with a holding period of 7 days or more is no less than the redemption fee. 25% of the total amount is included in the fund property, and the portion not included in the fund property is used to pay registration fees and other necessary handling fees.

The company promises to manage and use the fund’s assets in good faith, but does not guarantee the fund’s return or minimum return. The fund’s past performance is not indicative of future performance. Investing involves risk, so investors are advised to carefully read the fund’s relevant legal documents.

Attachment: Xincheng CSI 300 Index Graded Securities Investment Fund Fund Contract Amendment Table

CITIC- Prudential Fund Management Co., Ltd.

November 18, 2020

Attachment: Xincheng CSI 300 Index Graded Securities Investment Fund Fund Contract Revision Comparison Table

Xincheng CSI 300 Index Grade Stock Information

Notification of correction of investment funds

Trustworthy Shanghai and Shenzhen 300 Index Graded Securities Investment Fund (hereinafter referred to as the “Fund”) held a meeting of fund shareholders through communication. According to the’Trusted Shanghai and Shenzhen 300 Index Grade Securities Investment Fund Unit Holders Meeting Announcement’ published by the fund manager on October 28, 2020, this fund unit holder meeting has not reached the legal limit. Meeting conditions.

The fund manager will complete the fund requirements by the end of 2020 in accordance with the requirements of the’Guidelines on the Regulation of Asset Management Business of Financial Institutions’ jointly issued by the People’s Bank of China, the Bank of China Insurance Regulatory Commission, the China Securities Regulatory Commission, and the Bureau of Foreign Exchanges. to be. Correction based on the net value of the fund shares, cancellation of the hierarchical operating mechanism, conversion of Xincheng CSI 300A shares and Xincheng CSI 300B shares to Xincheng CSI 300 shares. At this time, the fund manager will change the name of the fund accordingly, modify the fund contract, and announce the cancellation of the hierarchical operating agreement. Investors must make reasonable arrangements for their investment plans.

Important hint:

1.Before this fund is revised, CITIC CSI 300A shares and CITIC CSI 300B shares are usually tradeable on the secondary market, during which period CIRC CSI 300A shares and CITIC CSI 300B shares may be traded at a discount or premium. , Discount and premium rates may change significantly.

2. Modifications and reforms of this fund convert Xincheng CSI 300A shares and Xincheng CSI 300B shares to Xincheng CSI 300 shares based on the base net worth of the fund shares. If an investor buys or holds the premium prior to correction, it may incur more losses due to the extinction of the premium after conversion. Investors should pay attention to the risks involved in the investment.

CITIC- Prudential Fund Management Co., Ltd.

November 18, 2020



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